Get the free SEC FORM 4 - Vanguard Natural Resources LLC

SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL Washington, D.C. 20549 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.

How to fill out sec form 4

How to fill out SEC Form 4:

1. Start by carefully reading the instructions provided by the Securities and Exchange Commission (SEC) for completing Form 4. These instructions can be found on the SEC's website.
2. Begin filling out the form by providing your complete legal name, address, and social security number or taxpayer identification number in the designated spaces.
3. Indicate your title or relationship to the reporting issuer, such as director, officer, or beneficial owner.
4. Identify the reporting issuer by providing its name, address, and CIK (Central Index Key) number.
5. Report the date of the transaction that requires the filing of Form 4. This could include the acquisition or disposal of securities, gifts, inheritance, or other events that trigger the need to report.
6. Specify the nature of the transaction, whether it is an acquisition, disposition, or other type. This could involve buying or selling securities, exercising stock options, or receiving shares as compensation.
7. List the details of the security involved in the transaction, including the class of security, the type of transaction (e.g., open-market purchase), and the number of shares or units involved.
8. Calculate the total number of securities beneficially owned before and after the transaction. Include any securities that may be acquired within 60 days and any securities held jointly with another person.
9. Indicate the price per share, option or derivative securities, or the fair market value of the securities involved in the transaction, depending on the type of transaction being reported.
10. Sign and date the completed form. If applicable, also have it signed by a duly authorized representative of the reporting issuer.
11. Retain a copy of the completed Form 4 for your records and submit the original to the SEC according to their filing requirements.

Who needs SEC Form 4:

1. Directors, officers, and beneficial owners of publicly traded companies in the United States are required to file SEC Form 4.
2. Beneficial owners include individuals or entities that hold more than 10% of a company's stock.
3. This form is necessary to report any changes in ownership or transactions involving securities issued by the reporting issuer.
4. It helps provide transparency and enables investors to make informed decisions by providing information about insider transactions that could potentially impact the market.
5. Filing Form 4 ensures compliance with SEC regulations and helps prevent insider trading or the misuse of non-public information.

For pdfFiller’s FAQs

What is sec form 4?

SEC Form 4 is a document filed with the Securities and Exchange Commission (SEC) to report insider transactions.

Who is required to file sec form 4?

Corporate insiders, such as directors, officers, and beneficial owners of more than 10% of a class of a company's equity securities, are required to file SEC Form 4.

How to fill out sec form 4?

The SEC Form 4 must be filed electronically through the SEC's EDGAR system. It requires information about the insider, the transaction details, and the type of securities involved.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency to investors by disclosing insider transactions, which can impact the market value of a company's securities.

What information must be reported on sec form 4?

SEC Form 4 requires reporting of the insider's identity, the details of the transaction (such as the date, price, and quantity of securities), and the nature of the insider's relationship with the company.

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