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Application number (for FCA/PRA use only) Grandfathering Notification Form (Form K) Solvency II firms only1 FCA Handbook Reference: SUP TP7 PRA Rule book Reference: PRA Rule book: Solvency II firms:
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Grandfathering notification form is a form used to report certain pre-existing financial holdings that are exempt from new regulations.
Individuals or entities with pre-existing financial holdings that qualify for grandfathering exemptions are required to file the notification form.
The form must be completed with detailed information about the pre-existing financial holdings and submitted to the appropriate regulatory body.
The purpose of the notification form is to inform regulatory authorities about pre-existing financial holdings that are exempt from new regulations.
The form typically requires information such as the nature of the financial holdings, their value, and the reasons for the grandfathering exemption.
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