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1 Contact details and timings for this application Notice of subthreshold AIF exceeding AUM limit Name of alternative investment fund manager (AIF) Firm reference number (FAN) Legal entity identification
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How to fill out notice of sub-threshold AIFM:

01
Start by providing your personal information, including your name, contact details, and any relevant identification numbers.
02
Indicate whether you are filling out the notice as an individual or on behalf of an organization.
03
Specify the relevant financial year for which the notice is being submitted.
04
Include the details of the sub-threshold AIFM, such as the name, registered address, and contact information.
05
If applicable, mention any other entities that are part of the AIFM group and provide their respective details.
06
Describe the AIFM's main activities, focusing on the types of alternative investment funds managed and any delegation arrangements in place.
07
Provide information on the total value of assets under management (AUM) held by the sub-threshold AIFM, including details of any asset classes that constitute a significant proportion.
08
Indicate whether the AIFM benefits from any exemptions or derogations under relevant regulations and specify the applicable provisions.
09
If necessary, disclose any other relevant information or comments that may aid in understanding the nature and scope of the AIFM's operations.
10
Sign and date the notice, confirming the accuracy of the information provided.

Who needs notice of sub-threshold AIFM:

01
Individuals or organizations that qualify as sub-threshold alternative investment fund managers (AIFMs) are required to submit the notice.
02
Sub-threshold AIFMs refer to those who fall below certain thresholds regarding assets under management, as defined by applicable regulations.
03
The notice helps regulatory authorities to keep track of sub-threshold AIFMs and their activities, ensuring compliance with relevant legislation and promoting transparency in the financial industry.
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The notice of sub-threshold AIFM is a notification that must be submitted by alternative investment fund managers (AIFMs) that fall below certain asset thresholds.
AIFMs that do not meet the threshold requirements for full authorization and registration are required to file the notice of sub-threshold AIFM.
The notice of sub-threshold AIFM can typically be filled out online through the regulatory authority's website or by submitting a specific form with the required information.
The purpose of the notice of sub-threshold AIFM is to inform the regulatory authority that the AIFM is operating below the established asset thresholds and to request specific permissions or exemptions.
The notice of sub-threshold AIFM typically requires information such as the AIFM's name, address, contact details, AUM, investment strategy, and intended activities.
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