Get the free Appointed representative notification form - FCA Handbook

Appointed representative or tied agent change details Notification under SUP 12.7.7R (i.e. the form in SUP 12 Ann 4R) Firm name (i.e. the principal firm) (“The firm “) Firm reference number *

How to fill out appointed representative notification form

How to fill out appointed representative notification form:

1. Start by downloading the appointed representative notification form from the relevant regulatory body's website.
2. Read through the form and ensure that you understand all the questions and requirements.
3. Provide your personal information, such as your name, contact details, and any relevant professional qualifications.
4. Indicate the name and contact information of the principal firm or individual you are representing as an appointed representative.
5. Fill in any details related to your authority and responsibilities as an appointed representative, such as the services you will be providing and the client groups you will be working with.
6. Include any appropriate supporting documentation, such as copies of relevant licenses or certifications.
7. Review all the information you have entered to ensure accuracy and completeness.
8. Sign and date the form, confirming that all the information provided is true and accurate to the best of your knowledge.
9. Submit the completed form to the regulatory body as per their instructions.

Who needs appointed representative notification form:

1. Individuals or firms who wish to act as appointed representatives within certain industries or sectors may be required to fill out an appointed representative notification form.
2. This form is typically needed when one party is representing another party in a professional capacity, often in a regulatory or legal context.
3. Examples of professionals who may require an appointed representative notification form include financial advisors, insurance brokers, and legal representatives.
4. The specific requirements for needing an appointed representative notification form may vary depending on the jurisdiction and industry, so it is important to consult the relevant regulatory body to determine if this form is necessary.

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