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Appointed representative or tied agent change details ON Version Notification under SUP 12.7.7R (i.e. the form in SUP 12 Ann 4R) Firm name (i.e. the principal firm) (“the firm “) Firm reference
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How to fill out the appointed representative notification form?

01
Start by obtaining the appointed representative notification form, also known as form B.
02
Fill in the required personal information, such as your name, contact details, and any relevant identification numbers.
03
Indicate whether you are an individual or a company acting as the appointed representative.
04
Provide details about the principal firm you are representing, including their name, address, and contact information.
05
Clearly specify the types of regulated activities you will be representing the principal firm for.
06
Outline any limitations or conditions that apply to your representation role, if applicable.
07
Sign and date the form, confirming that the information provided is accurate and complete.

Who needs appointed representative notification form B?

01
Individuals or companies intending to act as appointed representatives for a principal firm will need to complete the appointed representative notification form B.
02
The appointed representative notification form B is necessary for those who wish to represent principal firms in regulated activities.
03
This form allows regulatory authorities to have an overview of the appointed representative relationships and ensures compliance with the relevant regulations.
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