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1 of 2 http://edge.pse.com.ph/downloadHtml.do?file id161290 C046042015 SEC FORM 17C CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c) THEREUNDER 1. Date of Report

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How to fill out sec form 17-c

How to fill out SEC Form 17-C:

Start by entering the basic information:

01

Provide your name as the filing party.

02

Indicate the date of filing.

03

Provide your contact information such as phone number and email address.

Identify the issuer and securities involved:

01

Include the name of the company or issuer whose securities are being sold.

02

Provide the type of securities being sold (e.g., common stock, preferred stock, bonds).

03

Specify the total number of securities being sold.

Fill out the purpose of the transaction:

01

Explain the reason for the sale of securities (e.g., to raise capital, to repay debt, for acquisitions).

02

Provide any additional details or explanations related to the purpose.

Discuss any relationships or material interests:

01

Disclose any relationships, affiliations, or material interests with the issuer or any related parties.

02

Include any relevant details about these relationships that may potentially be a conflict of interest.

Provide details about the offering:

01

Specify the total offering amount and the price per security.

02

Indicate the method of offering, whether it's through public or private placement.

03

Include any exemptions being claimed under the securities laws.

Submit required attachments:

01

Attach all necessary documents and exhibits as required by SEC regulations.

02

These may include financial statements, audited reports, legal opinions, and any other supporting documents.

Who needs SEC Form 17-C?

SEC Form 17-C is typically required to be filled out by individuals or entities engaged in a transaction involving the sale of securities. This form is commonly used by companies, issuers, and individuals who are looking to offer their securities to the public or private investors. Filing this form allows the Securities and Exchange Commission (SEC) to monitor and regulate the offering of securities, ensuring transparency and investor protection. It is important to consult with legal professionals or SEC experts to determine the specific circumstances in which Form 17-C needs to be filed.

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What is sec form 17-c?

Sec form 17-C is a form filed with the Securities and Exchange Commission (SEC) by certain entities.

Who is required to file sec form 17-c?

Entities that are subject to the reporting requirements of the Securities Exchange Act of 1934 are required to file SEC form 17-C.

How to fill out sec form 17-c?

SEC form 17-C must be completed with accurate and up-to-date information regarding the entity's financial status and operations.

What is the purpose of sec form 17-c?

The purpose of SEC form 17-C is to provide transparency and ensure compliance with SEC regulations by disclosing relevant financial information.

What information must be reported on sec form 17-c?

Information regarding the entity's financial performance, operations, and potential risk factors must be reported on SEC form 17-C.

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