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Notification of intention to provide cross border services in another EEA state with respect to managing an AIF FIRM NAME: FAN: Purpose of this form You should complete this form if you are a UK firm

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How to fill out passporting aifmd - fca

How to fill out passporting AIFMD - FCA:

01

Identify the relevant AIFMD (Alternative Investment Fund Managers Directive) requirements for your firm.

1.1

Familiarize yourself with the AIFMD regulations and guidelines to understand the obligations for passporting.

1.2

Determine if your firm qualifies as an alternative investment fund manager under the AIFMD.

02

Gather the necessary documentation and information.

2.1

Obtain the latest version of the FCA's passporting AIFMD application form, which can be found on the FCA's website.

2.2

Collect all the required information and documents, such as the firm's contact details, regulatory status in home jurisdiction, organizational structure, AIFM and regulatory activities, etc.

2.3

Ensure that all information and documents are up-to-date and accurate.

03

Complete the passporting AIFMD application form.

3.1

Start by filling in the basic firm information, including legal name, registered address, and contact details.

3.2

Provide details about the firm's regulatory status in its home jurisdiction, including the name of the home regulator and the type of authorization obtained.

3.3

Indicate the type of passporting application you are making (e.g., new application, amendment, withdrawal, etc.).

3.4

Complete all the required sections of the application form, providing accurate and comprehensive information.

04

Submit the application to the FCA.

4.1

Review the completed application form to ensure all information and documentation are included and accurate.

4.2

Submit the application form electronically through the FCA's online submission system or via mail, following the specified instructions.

4.3

Pay any applicable fees associated with the passporting AIFMD application, if required.

Who needs passporting AIFMD - FCA?

01

Firms based in the European Economic Area (EEA) that want to manage or market alternative investment funds (AIFs) in the UK need to consider passporting under the AIFMD - FCA regime.

02

Specifically, any alternative investment fund manager (AIFM) based in an EEA member state intending to manage or market AIFs in the UK needs to apply for passporting under the AIFMD - FCA framework.

03

This includes both EU-based AIFMs and third-country AIFMs who have opted for the passporting regime and meet the qualifying criteria.

04

It is essential for these AIFMs to fulfill the necessary regulatory requirements and follow the proper procedures to ensure compliance with the AIFMD - FCA regime and conduct their activities lawfully in the UK market.

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What is passporting aifmd - fca?

Passporting AIFMD - FCA is the process that allows Alternative Investment Fund Managers (AIFMs) established in one EU member state to manage and market alternative investment funds in other EU member states, without the need for additional authorization.

Who is required to file passporting aifmd - fca?

AIFMs who wish to manage and market alternative investment funds in other EU member states are required to file for passporting under AIFMD - FCA.

How to fill out passporting aifmd - fca?

AIFMs can fill out the passporting AIFMD - FCA form provided by the Financial Conduct Authority (FCA) of the UK.

What is the purpose of passporting aifmd - fca?

The purpose of passporting AIFMD - FCA is to facilitate the cross-border marketing and management of alternative investment funds within the EU, promoting harmonization and increasing market efficiency.

What information must be reported on passporting aifmd - fca?

The passporting AIFMD - FCA form typically requires information about the AIFM, the alternative investment fund, the target member state, and details about the marketing or management activities.

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