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FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (First)
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Compliance-seccom is a reporting form used to provide information related to compliance activities and security commitments.
Individuals or entities that are subject to regulatory requirements related to compliance and security measures are required to file compliance-seccom.
Compliance-seccom can be filled out electronically or manually, following the specific instructions provided by the regulatory authority.
The purpose of compliance-seccom is to ensure that individuals and entities are meeting their regulatory obligations related to compliance and security measures.
Information such as compliance activities, security measures, challenges faced, and plans for improvement must be reported on compliance-seccom.
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