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F I N A N C I A L R E S E A R C H A S S O C I AT E S P R O U D LY P R E S E N T S Establishing a '40 Act Alternative Fund The Ultimate Guide to Tapping into the Growing Liquid Alternatives Space April
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What is establishing a 40 act?
Establishing a 40 act refers to creating and registering a company as an investment company under the Investment Company Act of 1940.
Who is required to file establishing a 40 act?
Any company that wants to operate as an investment company under the Investment Company Act of 1940 is required to file establishing a 40 act.
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To fill out establishing a 40 act, a company needs to complete the necessary forms provided by the Securities and Exchange Commission (SEC) and provide detailed information about its operations and structure.
What is the purpose of establishing a 40 act?
The purpose of establishing a 40 act is to ensure that investment companies comply with regulations set forth by the Investment Company Act of 1940 and to protect investors.
What information must be reported on establishing a 40 act?
The information that must be reported on establishing a 40 act includes details about the company's investment objectives, strategies, risks, financial information, and organizational structure.
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