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F I N A N C I A L R E S E A R C H A S S O C I AT E S P R O U D LY P R E S E N T S Establishing a '40 Act Alternative Fund The Ultimate Guide to Tapping into the Growing Liquid Alternatives Space April
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Establishing a 40 act refers to creating and registering a company as an investment company under the Investment Company Act of 1940.
Any company that wants to operate as an investment company under the Investment Company Act of 1940 is required to file establishing a 40 act.
To fill out establishing a 40 act, a company needs to complete the necessary forms provided by the Securities and Exchange Commission (SEC) and provide detailed information about its operations and structure.
The purpose of establishing a 40 act is to ensure that investment companies comply with regulations set forth by the Investment Company Act of 1940 and to protect investors.
The information that must be reported on establishing a 40 act includes details about the company's investment objectives, strategies, risks, financial information, and organizational structure.
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