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Regulation C1 Terms of balance responsibility January 2011 Rev. 3 In case of any discrepancy between the Danish text and the English translation, the Danish text shall prevail. Oct. 2008 Dec. 2008
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Regulation C1 pertains to the reporting of certain transactions by large traders.
Large traders who meet the threshold requirements set by the SEC are required to file Regulation C1 terms.
Regulation C1 terms can be filled out electronically through the SEC's reporting system.
The purpose of Regulation C1 terms is to provide transparency in the markets and help prevent market manipulation.
Regulation C1 terms require reporting of certain transaction details, including the security traded, date of the transaction, and the amount of securities traded.
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