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CONTINUING DISCLOSURE CERTIFICATE This Continuing Disclosure Certificate (the Disclosure Certificate) is executed and delivered by the Captain Lake Water Agency (the Agency) in connection with the
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How to fill out continuing disclosure certificate
How to Fill Out Continuing Disclosure Certificate:
01
Begin by carefully reviewing the instructions provided with the continuing disclosure certificate form. These instructions will guide you through the process and ensure that you provide all the necessary information.
02
Identify the specific details related to the municipal securities for which the continuing disclosure certificate is required. This includes the issuer's name, the CUSIP number or other identification numbers, and the date and amount of issuance.
03
Fill in your own contact information, including your name, job title, and contact details. This is important as it identifies you as the person responsible for the disclosure certificate.
04
Verify the accuracy of the information you are providing by double-checking all the details. Any mistakes or inaccuracies can lead to complications or potential legal issues, so ensure that all information is correct.
05
Sign and date the form once you have completed it. This confirms your responsibility for the accuracy and completeness of the information provided.
Who Needs Continuing Disclosure Certificate:
01
Municipal Bond Issuers: Municipalities, states, or other governmental bodies that issue bonds or other debt securities are typically required to file continuing disclosure certificates. This is to ensure transparency and provide investors with updated information about the securities they hold.
02
Underwriters and Bond Counsels: Professionals involved in the issuance process, such as underwriters and bond counsels, may also need to complete continuing disclosure certificates. This helps ensure that all relevant parties are aware of their responsibilities and obligations regarding the disclosure of information.
03
Regulatory Agencies: Regulatory agencies, such as the Securities and Exchange Commission (SEC) in the United States, may require certain entities or individuals to file continuing disclosure certificates. This is part of their efforts to monitor and regulate the securities market.
Overall, completing a continuing disclosure certificate is essential for those involved in the issuance and regulation of municipal securities. This process helps to promote transparency, protect investors, and ensure compliance with relevant regulations and laws.
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What is continuing disclosure certificate?
Continuing Disclosure Certificate is a document that municipal issuers of municipal securities are required to file in order to provide ongoing information to investors.
Who is required to file continuing disclosure certificate?
Municipal issuers of municipal securities are required to file continuing disclosure certificate.
How to fill out continuing disclosure certificate?
Continuing Disclosure Certificate can be filled out electronically through the Electronic Municipal Market Access (EMMA) system or submitted to the Municipal Securities Rulemaking Board (MSRB).
What is the purpose of continuing disclosure certificate?
The purpose of continuing disclosure certificate is to provide investors with ongoing information about the financial condition of the issuer and the securities they hold.
What information must be reported on continuing disclosure certificate?
Information such as financial statements, operating data, material events, and defaults must be reported on continuing disclosure certificate.
How do I make changes in continuing disclosure certificate?
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