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Mar 8, 2004 ... Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) ... Section 30(h) of the Investment Company Act of 1940.

How to fill out sec form 4 template

How to fill out SEC form 4 template:

1. Start by downloading the SEC form 4 template from the official website of the Securities and Exchange Commission (SEC).
2. Fill in the required personal information, such as your full name, address, phone number, and email address. This information helps identify you as the insider reporting the transaction.
3. Provide the name of the company for which you are an insider. This includes the company's full legal name and any relevant ticker symbols.
4. Indicate your relationship to the company, whether you are an officer, director, or beneficial owner. This ensures accurate disclosure of your position within the organization.
5. Report the details of the transaction accurately. This includes the date of the transaction, the nature of the transaction (e.g., acquisition, disposition), and the number of securities involved.
6. Specify the security title, including the class and number of shares or principal amount of debt. This information is important for determining the value and type of securities involved in the transaction.
7. Calculate the price and the total value of the transaction. This involves determining the price per share or unit and multiplying it by the number of securities involved.
8. Provide a detailed explanation of the transaction. This includes any additional information that may help clarify the purpose or nature of the transaction, such as the reason for the acquisition or disposition of securities.
9. Finally, sign and date the form, certifying that the information provided is true and accurate to the best of your knowledge.

Who needs SEC form 4 template?

1. Corporate officers and directors: Executives and board members of publicly traded companies are required to file SEC form 4 if they have conducted any transactions involving the company's securities.
2. Beneficial owners: Individuals or entities that hold significant ownership stakes (typically 10% or more) in publicly traded companies must also file SEC form 4 if they have engaged in transactions related to the company's securities.
3. Insider traders: Individuals who are deemed insiders, such as employees, consultants, or advisors with access to non-public information about a company, also need to file SEC form 4 if they have conducted transactions involving the company's securities.

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What is sec form 4 template?

SEC Form 4 is a document filed with the Securities and Exchange Commission (SEC) to report insider transactions in a company's stock.

Who is required to file sec form 4 template?

Company insiders such as directors, officers, and beneficial owners of more than 10% of a company's stock are required to file SEC Form 4.

How to fill out sec form 4 template?

SEC Form 4 must be filled out with details of the insider's transactions, including the date of the transaction, the type of transaction, and the number of shares traded.

What is the purpose of sec form 4 template?

The purpose of SEC Form 4 is to provide transparency and disclosure of insider transactions in publicly traded companies.

What information must be reported on sec form 4 template?

Information such as the insider's name, relationship to the company, details of the transaction, and any other relevant information must be reported on SEC Form 4.