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I'm/G6/JR/BY/820/07 Attn: Vivien Yen Connect IT Pakistan2007 Karachi Expo Center 1 3 November 2007 The Enterprise #0202, 1 Science Center Road, S(609077) Tel:68263000 Fax: 6822 8828 Web: www.smafederation.org.sg
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SMA Circular-Connect is an online platform provided by the Securities and Exchange Commission (SEC) for the electronic submission of reports and other relevant information by securities market intermediaries.
Securities market intermediaries such as broker-dealers, investment advisers, and transfer agents are required to file reports on SMA Circular-Connect.
To fill out SMA Circular-Connect, securities market intermediaries need to create an account on the platform, log in, and complete the required fields for the specific report.
The purpose of SMA Circular-Connect is to streamline the submission of reports and information by securities market intermediaries, ensuring accuracy, timeliness, and transparency.
Securities market intermediaries must report information such as financial statements, client transactions, and compliance with regulatory requirements on SMA Circular-Connect.
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