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I. CODE OF ETHICS A primary duty of all directors, officers and employees of Brookfield Investment Management Inc. (the Adviser) and its affiliated companies, when dealing with investment advisory
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How to fill out i code of ethics

How to fill out a code of ethics:
01
Understand the purpose: Familiarize yourself with the purpose of the code of ethics. This will help you align your actions and decisions with the ethical standards expected by your organization or profession.
02
Review existing codes: Study any existing codes of ethics in your organization or industry. This will give you a foundation to build upon and ensure that you are not duplicating any existing guidelines.
03
Identify relevant values: Determine the core values that should be reflected in the code of ethics. These values should align with the mission and vision of your organization, as well as promote ethical behavior, fairness, and integrity.
04
Involve stakeholders: Seek input from various stakeholders, such as employees, managers, customers, and other relevant parties. This will ensure that the code of ethics reflects the viewpoints and concerns of the entire organization and the wider community.
05
Consult legal and regulatory requirements: Consider any legal and regulatory requirements that pertain to your industry. This will help you include any necessary guidelines or compliance measures within the code of ethics.
06
Provide clear expectations: Clearly outline the expected behavior and conduct for all individuals within the organization. This can include guidelines on confidentiality, conflicts of interest, professional boundaries, and other relevant topics.
07
Include mechanisms for reporting: Establish mechanisms for reporting ethics violations or concerns, such as whistleblower procedures or a designated ethics hotline. This will encourage a culture of accountability and transparency within the organization.
08
Regularly review and update: Periodically review and update the code of ethics to ensure it remains relevant and effective. This can include conducting audits, seeking feedback, and staying informed about any changes in laws or industry standards.
Who needs a code of ethics:
01
Organizations: All types of organizations, including corporations, non-profit organizations, government agencies, and educational institutions, can benefit from having a code of ethics. It ensures consistency in behavior, promotes ethical decision-making, and helps maintain a positive reputation.
02
Professionals: Many professions have their own specific codes of ethics that guide the behavior and conduct of individuals practicing in those fields. Examples include doctors, lawyers, engineers, accountants, and journalists. These codes help maintain professional standards and uphold the public's trust.
03
Employees: Within an organization, employees at all levels can benefit from a code of ethics. It provides clear expectations, guidelines, and boundaries for their behavior in the workplace. It also helps create a positive work environment and encourages ethical decision-making.
04
Customers and stakeholders: Customers and stakeholders of an organization can feel more confident in their interactions with the company if there is a code of ethics in place. This can help build trust, provide transparency, and demonstrate that the organization values ethical practices.
Note: The content provided above is for informational purposes only and should not be considered legal or professional advice.
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What is i code of ethics?
The i code of ethics is a set of moral principles and values that govern the behavior and decisions of individuals in a specific organization.
Who is required to file i code of ethics?
Employees, contractors, and other relevant parties within the organization are typically required to file i code of ethics.
How to fill out i code of ethics?
To fill out i code of ethics, individuals usually need to review the ethical guidelines provided, disclose any conflicts of interest, and sign a statement agreeing to abide by the code.
What is the purpose of i code of ethics?
The purpose of i code of ethics is to promote ethical behavior, integrity, and trust within an organization, as well as to protect the reputation and interests of the organization and its stakeholders.
What information must be reported on i code of ethics?
Information such as conflicts of interest, financial interests, gifts or gratuities received, and outside activities that may pose a conflict with the organization's interests must be reported on i code of ethics.
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