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This document is a current report filed by Caterpillar Inc. to announce the retirement of Vice President James S. Beard and the appointment of Kent M. Adams as his successor.
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How to fill out form 8-k

How to fill out FORM 8-K
01
Obtain the latest version of FORM 8-K from the SEC's website.
02
Identify the specific Item number that pertains to the event you need to report.
03
Fill out the required sections, including company information, date of the event, and a description of the event.
04
Include any relevant exhibits or documents that need to be attached.
05
Review the completed form for accuracy and completeness.
06
Submit FORM 8-K electronically through the EDGAR system.
Who needs FORM 8-K?
01
Public companies that are required to disclose significant events or changes.
02
Companies that are subject to the reporting requirements of the Securities Exchange Act of 1934.
03
Investors looking for timely information about events that may affect their investment decisions.
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People Also Ask about
What is Form 8-K filing?
Form 8-K. Current Report. This form is used to announce major events that shareholders should know about like mergers and acquisitions, changes in management, or significant operational developments. As needed (triggered by events)
What is Form 8-K used for?
Public companies are responsible for filing form 8-K with the SEC after the occurrence of a material event. Is an 8K filing bad? No. Form 8-K is used to disclose any events or information that may affect investor decisions to the public, so it can contain both positive and negative events.
What is the difference between 8-K and 6K filing?
Unlike Form 20-FR-12B, Form 8-K is not required to be filed on an annual basis and is only necessary when significant events occur. Form 6-K is a report that foreign private issuers must file with the SEC to provide information about significant events that occur outside of the United States.
Is Form 8-K good or bad?
Public companies are responsible for filing form 8-K with the SEC after the occurrence of a material event. Is an 8K filing bad? No. Form 8-K is used to disclose any events or information that may affect investor decisions to the public, so it can contain both positive and negative events.
What is the difference between Form 6k and 8-K?
Form 8-K has more stringent reporting requirements and is subject to liability under Section 18 of the Securities Exchange Act of 1934, while Form 6-K is not considered "filed" for liability purposes.
What is the difference between Form 8-K and 10-K?
Information for the final quarter of a firm's fiscal year is included in the annual 10-K, so only three 10-Q filings are made each year. In the period between these filings, and in case of a significant event, such as a CEO departing or bankruptcy, a Form 8-K must be filed in order to provide up to date information.
What is a 6K form used for?
SEC Form 6-K is required as a cover page for foreign issuers filing reports, such as annual financial reports, with the Securities and Exchange Commission (SEC). The purpose of SEC Form 6-K is that it relieves the burden of dual reporting for certain non-U.S. issuers.
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What is FORM 8-K?
FORM 8-K is a report filed by publicly-traded companies with the U.S. Securities and Exchange Commission (SEC) to announce major events that shareholders should know about.
Who is required to file FORM 8-K?
Publicly-traded companies in the United States are required to file FORM 8-K with the SEC whenever a significant event occurs.
How to fill out FORM 8-K?
To fill out FORM 8-K, companies must provide specific information regarding the event being reported, including dates, descriptions, and any relevant financial impacts, followed by submitting the completed form to the SEC.
What is the purpose of FORM 8-K?
The purpose of FORM 8-K is to ensure timely and full disclosure of important events that could affect a company's stock price and investors' decisions.
What information must be reported on FORM 8-K?
Companies must report information regarding events such as acquisition or disposition of assets, changes in control of the company, changes in directors or principal officers, and restatements of financial statements, among others.
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