Get the free SEC Form 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 3 Washington, D

SEC Form 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 3 Washington, D.C. 20549 OMB APPROVAL OMB Number: Expires: INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 32350104 December

How to fill out sec form 3 united

How to fill out sec form 3 united:

1. Start by carefully reviewing the instructions provided by the Securities and Exchange Commission (SEC) for filling out Form 3. Make sure you understand the purpose and requirements of the form before you begin.
2. Begin by providing your personal information, including your name, address, and social security number. This information is essential for properly identifying you as the filer.
3. Identify the company for which you are filing Form 3. Include the name of the company, its Central Index Key (CIK) number, and the exchange on which its securities are traded.
4. Indicate the capacity in which you are filing the form. For example, if you are a director or a 10% owner, you need to specify that information.
5. Report any transactions related to the company's securities that occurred during the reporting period. This includes both purchases and sales of securities. Provide detailed information about the securities involved, the date of the transaction, and the price at which the transaction occurred.
6. Disclose any holdings of securities that you had at the beginning and end of the reporting period. This includes securities directly owned by you, as well as those indirectly owned through partnerships or other entities.
7. If you have any derivative securities, such as options or warrants, report them on the form as well. Provide all relevant details, including the nature of the security, the expiration date, and the number of securities underlying the derivative.
8. Lastly, sign and date the form to certify its accuracy. Keep a copy of the completed form for your records.

Who needs sec form 3 united:

1. Executives, directors, and other insiders of publicly traded companies who meet certain ownership thresholds are required to file SEC Form 3. This form is used to report initial beneficial ownership of company securities to the SEC.
2. Any person who becomes a director or a 10% shareholder of a publicly traded company is also required to file Form 3 within 10 days of acquiring that status.
3. The purpose of Form 3 is to promote transparency and public disclosure of ownership and transactions in company securities, which can help investors make informed decisions.

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