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2 Blade Mews, London SW15 2NF. Info seymoursinclair.co.UK 020 8870 7072 www.seymoursinclair.co.uk Non-Advisory Execution Only Investment Declaration To make an investment through SSI and obtain an
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Who needs non advisory execution only:
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What is non advisory execution only?
Non-advisory execution only is a transaction where the client makes their own investment decisions without the advice or recommendation of a financial advisor.
Who is required to file non advisory execution only?
Individuals who choose to make investment decisions without seeking the guidance of a financial advisor are required to file non advisory execution only.
How to fill out non advisory execution only?
To fill out a non advisory execution only form, the individual must provide details about the investment decision they made on their own without the advice of a financial advisor.
What is the purpose of non advisory execution only?
The purpose of non advisory execution only is to document that the client made their own investment decisions without relying on the advice of a financial advisor.
What information must be reported on non advisory execution only?
Non advisory execution only forms typically require details about the investment decision, the date of the transaction, and confirmation that no advice was sought from a financial advisor.
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