Get the free SEC FORM 4 - Social Reality Inc

SEC Form 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 4 Washington, D.C. 20549 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction

How to fill out sec form 4

How to fill out sec form 4:

1. Start by downloading the sec form 4 from the Securities and Exchange Commission's website.
2. Carefully read through the form and instructions to familiarize yourself with the requirements and information needed.
3. Begin filling out the form by providing the required personal information, such as your name, address, and social security number.
4. Next, indicate the reason for filing the form, whether it's an initial filing, a transaction reporting obligation, or a miscellaneous transaction.
5. Fill in the details of the transaction, including the date of the transaction, the nature of the transaction, and the number of securities involved.
6. If the transaction involves the acquisition or disposition of equity securities, provide additional details such as the securities' title and amount, the conversion or exercise price, and any fees or commissions paid.
7. Disclose any related transactions or plans that may impact the reported transaction, such as any intention to buy or sell additional securities.
8. Include any footnotes or explanations necessary to clarify the transaction, if needed.
9. Review the completed form for accuracy and ensure that all required fields have been filled.
10. Sign and date the form, providing your title or capacity if applicable.
11. Submit the completed sec form 4 to the appropriate regulatory authority within the specified timeframe.

Who needs sec form 4:

1. Company Insiders: Sec form 4 is primarily used by company insiders, which includes directors, officers, and those with substantial holdings, to report their transactions involving company securities.
2. Key Employees: Individuals who hold key positions in the company and have access to non-public information are also typically required to file sec form 4.
3. Beneficial Owners: Beneficial owners, who may not be directly employed by the company but hold a significant stake in the company's securities, are also obligated to file sec form 4 when certain transactions occur.
4. Financial Institutions: Some financial institutions that hold substantial shares in a company may also be required to file sec form 4 in certain circumstances.
5. Exchange-Traded Funds (ETFs): ETFs that are structured as investment companies are subject to sec form 4 filing requirements.
6. Other Entities: In some cases, entities such as investment companies or investment advisers may be required to file sec form 4 if they meet specific criteria outlined in the securities laws.

Note: It is important to consult with legal or compliance professionals to determine specific filing obligations and requirements for sec form 4, as the regulations and requirements may vary depending on individual circumstances and jurisdiction.

For pdfFiller’s FAQs

What is sec form 4?

SEC Form 4 is a document filed with the Securities and Exchange Commission (SEC) by directors, officers, or beneficial owners of a company to report their transactions in the company's securities.

Who is required to file sec form 4?

Directors, officers, and beneficial owners of a company are required to file SEC Form 4 when they engage in transactions involving the company's securities.

How to fill out sec form 4?

SEC Form 4 must be filled out accurately and completely, including details of the transaction, the individual's relationship to the company, and any other required information. The form can be submitted electronically through the SEC's EDGAR system.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency and accountability in the trading activities of insiders of a company. It allows investors and the public to track insider transactions and potential conflicts of interest.

What information must be reported on sec form 4?

SEC Form 4 requires reporting of the date of the transaction, description of the security, nature of the transaction, price, and the number of shares involved. It also requires disclosure of the filer's relationship to the company.

How do I complete sec form 4 online?

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