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This document is a quarterly report filed by Duke Energy Holding Corp. providing insights into its financial position and results of operations for the period ended March 31, 2009.

How to fill out form 10-q

How to fill out FORM 10-Q

1. Obtain the latest version of FORM 10-Q from the SEC's EDGAR database or your company's financial department.
2. Fill in the cover page with basic information: company name, security title, and period of report.
3. Complete the financial statements section: include the balance sheet, income statement, and statement of cash flows for the most recent quarter.
4. Prepare the Management's Discussion and Analysis (MD&A) section, summarizing financial performance and significant changes.
5. Include quantitative and qualitative disclosures about market risk and other relevant information.
6. Review the disclosures required under Items 1 through 6 of Part II for any updates since the last filing.
7. Verify all figures and statements for accuracy and consistency with previous reports.
8. Sign the certification statement by authorized company officials before submitting.
9. File the completed FORM 10-Q electronically with the SEC via the EDGAR system.

Who needs FORM 10-Q?

1. Publicly traded companies in the United States are required to file FORM 10-Q.
2. Investors seeking to assess a company's financial health and performance need FORM 10-Q.
3. Analysts evaluating trends and developments within a company require FORM 10-Q.
4. Regulators and auditors use FORM 10-Q for compliance and oversight purposes.

People Also Ask about

What triggers the filing of Form 10?

The SEC requires a company to file SEC Form 10 when it has more than $10 million in total assets and more than 500 shareholders. A company with fewer shareholders or assets may voluntarily make this SEC filing, but it is not required.

What is the difference between a 10-K and a 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

What is the difference between a Form 10-K and a Form 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

Is Form 10-Q audited?

Form 10-Q is similar to Form 10-K but less detailed. Additionally, the financial statements in a 10-Q are near the beginning of the filing, unlike the 10-K. The financial statements in a Form 10-Q are considered unaudited, unlike in the 10-K, where a full audit is performed.

Which of the following entities requires the filing of the Form 10-Q?

Yes, all U. S. public companies issuing common shares of stock that trade on exchanges are required to file Form 10-Q.

What is Form 10-Q used for?

The 10-Q provides a window into the financial health of a company. Investors can use the form to get a sense of its quarterly earnings and other elements of its operations and to compare them to previous quarters. Thus, it is a dependable performance-tracking tool.

Who signs 10-Q?

At least one complete copy of the report filed with the Commission and one such copy filed with each exchange must be manually signed on the registrant's behalf by a duly authorized officer of the registrant and by the principal financial or chief accounting officer of the registrant.

Who has to file 10-Q?

Any publicly traded company must file the Form 10-Q, along with the Form 10-K and other required filings. The SEC gives two timeframes for filing: Large accelerated and accelerated filers with a float exceeding $700 million need to submit Form 10-Q within forty days of the quarter's end.

For pdfFiller’s FAQs

What is FORM 10-Q?

FORM 10-Q is a quarterly report that publicly traded companies in the United States must file with the Securities and Exchange Commission (SEC). It provides a comprehensive overview of the company's financial performance and includes unaudited financial statements.

Who is required to file FORM 10-Q?

All publicly traded companies in the United States are required to file FORM 10-Q on a quarterly basis, including larger companies that meet the SEC's reporting requirements.

How to fill out FORM 10-Q?

Filling out FORM 10-Q involves gathering financial data for the quarter, including income statements, balance sheets, and cash flow statements, and completing the provided sections of the form, while ensuring compliance with SEC regulations.

What is the purpose of FORM 10-Q?

The purpose of FORM 10-Q is to provide investors and the public with updated information about a company's financial condition, operations, and risks on a quarterly basis, enhancing transparency and disclosure.

What information must be reported on FORM 10-Q?

FORM 10-Q must report financial statements, management's discussion and analysis of financial condition, disclosures about market risk, and updates on legal proceedings and any other material events that have occurred during the quarter.