Fillable NASD Revises Rules of Expungement

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SER V THE BE ING www. NYLJ.com 1 BA R SINCE 88 8 H NC AND 2010 ALM april 29, 2004 Outside Counsel News NASD Revises Rules of Expungement By Donald A. Corbett and Daniel J. Horwitz system is also available to the public through the NASD's Public Disclosure Program.2 NASD rules provide that a member may file an amended Form U4 for a registered person to update that person's CRD records to reflect that an arbitration...
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