Get the free FORM 10-Q

This document serves as a quarterly financial report for Zhone Technologies, Inc., detailing financial statements, management's analysis, and other pertinent financial information for the quarter

How to fill out form 10-q

How to fill out FORM 10-Q

1. Obtain the latest version of FORM 10-Q from the SEC website or your company's investor relations page.
2. Fill in the quarter and year for the reporting period at the top of the form.
3. Complete the cover page with company information, including the name, address, and fiscal year-end date.
4. Prepare financial statements, including balance sheets, income statements, and cash flow statements.
5. Include notes to financial statements that provide additional context and detail.
6. Review and incorporate management's discussion and analysis (MD&A) of financial condition and results of operations.
7. Verify that all required disclosures are included regarding litigation, risk factors, and internal controls.
8. File the completed FORM 10-Q with the SEC electronically via EDGAR.

Who needs FORM 10-Q?

1. Publicly traded companies in the United States are required to file FORM 10-Q.
2. Investors and analysts want FORM 10-Q to understand a company's quarterly performance.
3. Regulators, such as the SEC, utilize FORM 10-Q to monitor compliance and financial health.
4. Creditors and lenders may require FORM 10-Q for assessing creditworthiness.

People Also Ask about

What triggers the filing of Form 10?

The SEC requires a company to file SEC Form 10 when it has more than $10 million in total assets and more than 500 shareholders. A company with fewer shareholders or assets may voluntarily make this SEC filing, but it is not required.

What is the difference between a 10-K and a 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

What is the difference between a Form 10-K and a Form 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

Is Form 10-Q audited?

Form 10-Q is similar to Form 10-K but less detailed. Additionally, the financial statements in a 10-Q are near the beginning of the filing, unlike the 10-K. The financial statements in a Form 10-Q are considered unaudited, unlike in the 10-K, where a full audit is performed.

Which of the following entities requires the filing of the Form 10-Q?

Yes, all U. S. public companies issuing common shares of stock that trade on exchanges are required to file Form 10-Q.

What is Form 10-Q used for?

The 10-Q provides a window into the financial health of a company. Investors can use the form to get a sense of its quarterly earnings and other elements of its operations and to compare them to previous quarters. Thus, it is a dependable performance-tracking tool.

Who signs 10-Q?

At least one complete copy of the report filed with the Commission and one such copy filed with each exchange must be manually signed on the registrant's behalf by a duly authorized officer of the registrant and by the principal financial or chief accounting officer of the registrant.

Who has to file 10-Q?

Any publicly traded company must file the Form 10-Q, along with the Form 10-K and other required filings. The SEC gives two timeframes for filing: Large accelerated and accelerated filers with a float exceeding $700 million need to submit Form 10-Q within forty days of the quarter's end.

For pdfFiller’s FAQs

What is FORM 10-Q?

FORM 10-Q is a quarterly report mandated by the U.S. Securities and Exchange Commission (SEC) that publicly traded companies must file. It provides an overview of the company's financial performance for the quarter.

Who is required to file FORM 10-Q?

Publicly traded companies in the United States that are registered under the Securities Exchange Act of 1934 are required to file FORM 10-Q.

How to fill out FORM 10-Q?

Filling out FORM 10-Q involves providing financial statements, management discussion, and analysis of the financial results, as well as other relevant disclosures. Companies usually utilize standardized templates and follow specific SEC guidelines.

What is the purpose of FORM 10-Q?

The purpose of FORM 10-Q is to provide investors with a continuing view of the company's financial position and results of operations, ensuring transparency and keeping stakeholders informed.

What information must be reported on FORM 10-Q?

FORM 10-Q must include unaudited financial statements, management's discussion and analysis of financial condition and results of operations, disclosures about market risk, and other required SEC disclosures.