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This document describes a proposed rule change related to assignment in options based on root symbol, intended to mitigate quote traffic and capacity issues in trading.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing with the Securities and Exchange Commission (SEC) used by self-regulatory organizations to propose new rules or rule changes.
Who is required to file Form 19b-4?
Self-regulatory organizations such as exchanges and clearing agencies are required to file Form 19b-4 when they propose changes to their rules.
How to fill out Form 19b-4?
Form 19b-4 should be filled out by providing detailed descriptions of the proposed rule change, analysis of the justification for the change, and any related information that would assist the SEC in its review process.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to allow self-regulatory organizations to seek SEC approval for amendments to their rules, ensuring they comply with federal securities laws.
What information must be reported on Form 19b-4?
Form 19b-4 requires detailed information including the proposed changes, the rationale for the proposal, expected impacts, and any relevant legal or regulatory references.
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