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This form is submitted to propose a rule change under the Securities Exchange Act of 1934, detailing amendments and fees associated with connecting to the Exchange's system.
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How to fill out form 19b-4

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How to fill out Form 19b-4

01
Obtain Form 19b-4 from the official website or relevant authority.
02
Fill in your personal information, including your full name, address, and contact details.
03
Provide specific details related to the purpose of the form, as required by the instructions.
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Ensure all necessary supporting documents are attached as specified.
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Review the form for accuracy and completeness.
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Sign and date the form in the appropriate section.
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Submit the form via the preferred method (e.g., online submission, mail) as indicated.

Who needs Form 19b-4?

01
Individuals or entities required to report specific information as mandated by regulations pertaining to Form 19b-4.
02
Those involved in transactions or activities that necessitate disclosure or documentation through Form 19b-4.
03
Organizations that must comply with industry standards or governmental requirements that include the use of Form 19b-4.
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People Also Ask about

A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.

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Form 19b-4 is a regulatory filing required by the Securities and Exchange Commission (SEC) for exchanges to propose changes to their rules and regulations.
Exchanges that wish to propose changes to their rules or introduce new products or services are required to file Form 19b-4.
To fill out Form 19b-4, filers must complete specific sections detailing the proposed rule changes, including a description of the changes, justification, and the effective date.
The purpose of Form 19b-4 is to provide the SEC with necessary information regarding proposed rule changes so that they can assess their impact on the market and ensure compliance with federal securities laws.
Information required on Form 19b-4 includes a description of the proposed rule changes, the purpose and basis for the changes, any potential impact on the market, and the filing party's contact information.
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