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This document outlines a proposed rule change regarding amendments to the Exchange's Fee Schedule for PACE fees and NMS Linkage.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a submission form used by self-regulatory organizations (SROs) to propose rule changes to the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and other trading platforms are required to file Form 19b-4 when they want to make changes to their rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, SROs need to provide a detailed description of the proposed rule change, the purpose of the change, and relevant supporting information. The form should be submitted to the SEC for review.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to inform the SEC about proposed rule changes by SROs and to provide the public with an opportunity to comment on these changes.
What information must be reported on Form 19b-4?
Form 19b-4 must report information such as the text of the proposed rule change, the effective date, the reasons for the change, any impact on market participants, and any comment letters received.
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