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This document presents a proposed rule change by the Philadelphia Stock Exchange to reduce staffing requirements for options specialist units in light of increased automation in options trading.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing with the Securities and Exchange Commission (SEC) used by self-regulatory organizations (SROs) to propose rule changes to their operations.
Who is required to file Form 19b-4?
Self-regulatory organizations, such as stock exchanges and clearing agencies, are required to file Form 19b-4 when they want to propose changes to rules or procedures.
How to fill out Form 19b-4?
Form 19b-4 should be filled out by providing detailed information about the proposed rule change, including the text of the proposed rule, a description of its purpose, and an analysis of its impact on market participants.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to enable SROs to communicate proposed changes to their regulations to the SEC, ensuring transparent and orderly market operations.
What information must be reported on Form 19b-4?
Form 19b-4 must report the text of the proposed rule change, a description of the change, the statutory basis for the change, how the change is intended to benefit investors, and an analysis of the proposed change's impact.
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