Get the free Form 19b-4
Show details
This document outlines a proposed rule change regarding equity option charges and adjustments to fees assessed by the Philadelphia Stock Exchange, including licensing fees for specific options.
We are not affiliated with any brand or entity on this form
Get, Create, Make and Sign form 19b-4
Edit your form 19b-4 form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share your form instantly
Email, fax, or share your form 19b-4 form via URL. You can also download, print, or export forms to your preferred cloud storage service.
How to edit form 19b-4 online
To use our professional PDF editor, follow these steps:
1
Log in. Click Start Free Trial and create a profile if necessary.
2
Upload a file. Select Add New on your Dashboard and upload a file from your device or import it from the cloud, online, or internal mail. Then click Edit.
3
Edit form 19b-4. Rearrange and rotate pages, add new and changed texts, add new objects, and use other useful tools. When you're done, click Done. You can use the Documents tab to merge, split, lock, or unlock your files.
4
Get your file. When you find your file in the docs list, click on its name and choose how you want to save it. To get the PDF, you can save it, send an email with it, or move it to the cloud.
pdfFiller makes working with documents easier than you could ever imagine. Register for an account and see for yourself!
Uncompromising security for your PDF editing and eSignature needs
Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
How to fill out form 19b-4
How to fill out Form 19b-4
01
Obtain Form 19b-4 from the relevant authority or online source.
02
Read the instructions carefully before starting to fill the form.
03
Fill out your personal information in the designated sections, including your name, address, and contact details.
04
Provide the required information related to the purpose of the form, including any necessary references or case numbers.
05
Answer all applicable questions truthfully and completely.
06
Review the completed form for accuracy and completeness.
07
Sign and date the form in the appropriate section.
08
Submit the form through the prescribed method, whether by mail, in person, or electronically if applicable.
Who needs Form 19b-4?
01
Individuals or organizations required to file for a change in status or certain claims.
02
Applicants seeking approval for specific actions related to financial transactions or regulatory compliance.
03
Any entity involved in transactions that necessitate formal documentation as per regulatory requirements.
Fill
form
: Try Risk Free
People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
For pdfFiller’s FAQs
Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.
What is Form 19b-4?
Form 19b-4 is a filing used by national securities exchanges to propose changes to their rules, which must be submitted to the Securities and Exchange Commission (SEC) for approval.
Who is required to file Form 19b-4?
National securities exchanges that wish to propose rule changes are required to file Form 19b-4 with the SEC.
How to fill out Form 19b-4?
To fill out Form 19b-4, the filer needs to provide detailed information about the proposed rule change, including the text of the rule, a statement of the purpose, the basis for the proposed rule, and any necessary analysis to support the changes.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to allow national securities exchanges to communicate proposed changes to their rules to the SEC and to seek approval for these changes to ensure compliance with federal securities laws.
What information must be reported on Form 19b-4?
Form 19b-4 must report the proposed rule text, an explanation of the proposed rule's purpose, the impact on the marketplace, any related rule references, and a description of public interest considerations.
Fill out your form 19b-4 online with pdfFiller!
pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.
Form 19b-4 is not the form you're looking for?Search for another form here.
Relevant keywords
Related Forms
If you believe that this page should be taken down, please follow our DMCA take down process
here
.
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.
