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This document outlines a proposed rule change relating to short interest reporting by member organizations of the Philadelphia Stock Exchange, increasing the reporting frequency and amending certain
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing form used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC) for approval.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and national securities associations are required to file Form 19b-4 when they propose changes to their rules.
How to fill out Form 19b-4?
Form 19b-4 must be completed by providing details on the proposed rule change, including the text of the proposed changes, the purpose of the changes, and a description of the affected market participants.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure regulatory transparency and to allow the SEC to assess the implications of proposed rule changes by SROs in the securities market.
What information must be reported on Form 19b-4?
Form 19b-4 must report information such as the specific text of the proposed rule change, its purpose, its potential impact on market participants, and any written comments received.
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