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The document outlines the proposed amendments to the Philadelphia Stock Exchange's By-Laws and Charter to revise the governance structure and improve compliance with SEC standards.
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How to fill out form 19b-4
How to fill out Form 19b-4
01
Obtain Form 19b-4 from the relevant regulatory agency or website.
02
Begin by filling in the personal information section, including your name, address, and contact information.
03
Provide details regarding the specific regulatory matter or issue you are addressing with the form.
04
Include any necessary documentation or evidence that supports your submission.
05
Review all sections of the form to ensure completeness and accuracy.
06
Sign and date the form where indicated.
07
Submit the completed form through the designated method (online, mail, or in person) as specified by the agency.
Who needs Form 19b-4?
01
Individuals or organizations seeking to address regulatory matters with the relevant agency.
02
Anyone required to provide information or documentation as part of a regulatory process.
03
Professionals who need to report, request, or appeal a regulatory decision.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing form used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC) for approval.
Who is required to file Form 19b-4?
Self-regulatory organizations, such as stock exchanges and other trading facilities, are required to file Form 19b-4 when they propose changes to their rules.
How to fill out Form 19b-4?
Form 19b-4 requires the filer to provide details about the proposed rule change, including the text of the change, a description of its purpose, and an analysis of its impact. The form must be submitted electronically to the SEC.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency and regulatory oversight by allowing the SEC to review proposed changes to the rules of self-regulatory organizations before they are implemented.
What information must be reported on Form 19b-4?
Form 19b-4 must include the full text of the proposed rule change, a statement of the purpose and statutory basis, an analysis of the proposal's impact, and any relevant supporting documents.
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