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The document outlines a proposed rule change by the Boston Stock Exchange to amend the Minor Rule Plan sanctions for position limit violations in options trading, reflecting coordination with other
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How to fill out form 19b-4
How to fill out Form 19b-4
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing used by national securities exchanges to propose changes to their rules, which must be submitted to the Securities and Exchange Commission (SEC) for approval.
Who is required to file Form 19b-4?
National securities exchanges that wish to propose rule changes are required to file Form 19b-4 with the SEC.
How to fill out Form 19b-4?
To fill out Form 19b-4, the filer needs to provide detailed information about the proposed rule change, including the text of the rule, a statement of the purpose, the basis for the proposed rule, and any necessary analysis to support the changes.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to allow national securities exchanges to communicate proposed changes to their rules to the SEC and to seek approval for these changes to ensure compliance with federal securities laws.
What information must be reported on Form 19b-4?
Form 19b-4 must report the proposed rule text, an explanation of the proposed rule's purpose, the impact on the marketplace, any related rule references, and a description of public interest considerations.
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