Form preview

Get the free Form 19b-4

Get Form
This document outlines a proposed rule change by the Philadelphia Stock Exchange regarding amendments to their dividend spread strategy program, including the assessment of a license fee for certain
We are not affiliated with any brand or entity on this form

Get, Create, Make and Sign form 19b-4

Edit
Edit your form 19b-4 form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share
Share your form instantly
Email, fax, or share your form 19b-4 form via URL. You can also download, print, or export forms to your preferred cloud storage service.

How to edit form 19b-4 online

9.5
Ease of Setup
pdfFiller User Ratings on G2
9.0
Ease of Use
pdfFiller User Ratings on G2
Here are the steps you need to follow to get started with our professional PDF editor:
1
Create an account. Begin by choosing Start Free Trial and, if you are a new user, establish a profile.
2
Upload a document. Select Add New on your Dashboard and transfer a file into the system in one of the following ways: by uploading it from your device or importing from the cloud, web, or internal mail. Then, click Start editing.
3
Edit form 19b-4. Rearrange and rotate pages, add new and changed texts, add new objects, and use other useful tools. When you're done, click Done. You can use the Documents tab to merge, split, lock, or unlock your files.
4
Save your file. Choose it from the list of records. Then, shift the pointer to the right toolbar and select one of the several exporting methods: save it in multiple formats, download it as a PDF, email it, or save it to the cloud.
The use of pdfFiller makes dealing with documents straightforward. Now is the time to try it!

Uncompromising security for your PDF editing and eSignature needs

Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
GDPR
AICPA SOC 2
PCI
HIPAA
CCPA
FDA

How to fill out form 19b-4

Illustration

How to fill out Form 19b-4

01
Obtain Form 19b-4 from the official website or relevant authority.
02
Fill in your personal information, including your full name, address, and contact details.
03
Provide specific details related to the purpose of the form, as required by the instructions.
04
Ensure all necessary supporting documents are attached as specified.
05
Review the form for accuracy and completeness.
06
Sign and date the form in the appropriate section.
07
Submit the form via the preferred method (e.g., online submission, mail) as indicated.

Who needs Form 19b-4?

01
Individuals or entities required to report specific information as mandated by regulations pertaining to Form 19b-4.
02
Those involved in transactions or activities that necessitate disclosure or documentation through Form 19b-4.
03
Organizations that must comply with industry standards or governmental requirements that include the use of Form 19b-4.
Fill form : Try Risk Free
Users Most Likely To Recommend - Summer 2025
Grid Leader in Small-Business - Summer 2025
High Performer - Summer 2025
Regional Leader - Summer 2025
Easiest To Do Business With - Summer 2025
Best Meets Requirements- Summer 2025
Rate the form
4.0
Satisfied
24 Votes

People Also Ask about

A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.

For pdfFiller’s FAQs

Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.

Form 19b-4 is a document required by the Securities and Exchange Commission (SEC) that allows self-regulatory organizations (SROs) to file proposed rule changes to their rules.
Self-regulatory organizations (SROs) such as exchanges and other regulatory bodies are required to file Form 19b-4 when they seek to propose changes to their rules.
Form 19b-4 can be filled out by providing detailed information about the proposed rule change, including a description of the changes, the purpose of the rule change, and any relevant supporting documents.
The purpose of Form 19b-4 is to ensure transparency in the rule-making process of SROs and to allow the SEC to review proposed changes to regulations that govern trading and market practices.
The information that must be reported on Form 19b-4 includes the text of the proposed rule change, the basis for the change, any relevant supporting material, and the anticipated impacts on markets and traders.
Fill out your form 19b-4 online with pdfFiller!

pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.

Get started now
Form preview
If you believe that this page should be taken down, please follow our DMCA take down process here .
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.