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This document outlines a proposed rule change concerning priority of split price option transactions in open outcry as per the Securities Exchange Act of 1934.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing form used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and other trading facilities are required to file Form 19b-4 when they propose a change to their rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, an SRO must provide detailed information about the proposed rule change, including the text of the rule, an explanation of its purpose and impact, and any relevant accompanying documents.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure regulatory oversight by allowing the SEC to review proposed rule changes by SROs for compliance with the Securities Exchange Act of 1934 and to assess their effect on the market.
What information must be reported on Form 19b-4?
Form 19b-4 must report information such as the text of the proposed rule change, a statement of the basis and purpose of the rule, any analysis of the potential impact on the market, and the process followed for soliciting comments from interested parties.
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