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This document outlines the proposed rule change to amend SCCP Rule 9 regarding margin accounts, specifically addressing procedures for managing risks associated with short settlement transactions
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SR-SCCP-2001-09/Amendment No. 2 is a regulatory amendment related to the reporting and compliance requirements for certain entities in a specified industry.
Entities that meet specific criteria set forth in the regulation or those involved in particular activities outlined in SR-SCCP-2001-09 are required to file the amendment.
To fill out SR-SCCP-2001-09/Amendment No. 2, follow the instructions provided in the amendment documentation, ensuring all fields are accurately completed and supported by the required documentation.
The purpose of SR-SCCP-2001-09/Amendment No. 2 is to enhance reporting standards, clarify compliance requirements, and ensure better oversight in the relevant sector.
The information required typically includes operational data, financial disclosures, compliance attestations, and any other pertinent details as specified in the guidelines of the amendment.
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Relevant keywords

Securities Exchange Commission Stock Clearing Corporation Rule 19b-4 Margin Accounts Short Settlement Transactions Risk Management SCCP Margin Members Net Settlement Cap Credit Risk Regulation T

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