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This document outlines a proposed rule change relating to the automatic execution of option orders during crossed markets, aiming to enhance electronic trading efficiency.
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How to fill out form 19b-4
How to fill out Form 19b-4
01
Obtain Form 19b-4 from the appropriate regulatory agency website or office.
02
Fill in your personal details in the designated sections, including your name and contact information.
03
Provide the relevant information requested in the form, such as the purpose of the filing.
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Include any supporting documentation that may be required along with the form.
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Review all the entered information for accuracy and completeness before submission.
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Submit the form following the instructions provided, either through mail or electronically if available.
Who needs Form 19b-4?
01
Individuals or entities seeking to report regulatory information related to a specific matter.
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Businesses that need to comply with reporting requirements set forth by regulatory authorities.
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Anyone involved in a transaction or activity that necessitates the completion of Form 19b-4.
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What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing used by self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and other trading organizations are required to file Form 19b-4 when they propose a rule change.
How to fill out Form 19b-4?
To fill out Form 19b-4, an SRO must include a detailed description of the rule change, the reasons for the change, and any relevant supporting information or data. The form is typically completed through the SEC's EDGAR filing system.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to provide the SEC with adequate information to assess the proposed rule changes and ensure they are consistent with the requirements of the Securities Exchange Act.
What information must be reported on Form 19b-4?
Form 19b-4 must report information including the text of the proposed rule change, an explanation of the purpose and effect of the proposed change, and an analysis of how the change is consistent with the law.
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