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This document outlines a proposed rule change by the Philadelphia Stock Exchange, including specific amendments to existing regulations under the Securities Exchange Act of 1934.
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How to fill out form 19b-4
How to fill out Form 19b-4
01
Obtain a copy of Form 19b-4 from the appropriate regulatory authority or website.
02
Read the instructions carefully to understand the requirements and purpose of the form.
03
Fill in your personal information, including name, address, and contact details, in the designated fields.
04
Provide any required financial information or disclosures as specified in the form.
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Ensure that all information is accurate and complete to avoid delays in processing.
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Review the form for errors or omissions before submission.
07
Submit the completed form either electronically or via mail as instructed.
Who needs Form 19b-4?
01
Individuals or entities involved in transactions or circumstances outlined by the regulatory body.
02
Businesses seeking to comply with specific regulatory requirements related to their operations.
03
Legal representatives or agents acting on behalf of an individual or organization in need of regulatory compliance.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a regulatory filing required by the U.S. Securities and Exchange Commission for self-regulatory organizations to propose changes to their rules.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and associations are required to file Form 19b-4 when proposing rule changes.
How to fill out Form 19b-4?
To fill out Form 19b-4, organizations must complete sections detailing the proposed rule change, its objective, and any relevant information supporting the change. Relevant attachments must also be included.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to inform the SEC and the public about proposed changes to rules that affect securities regulations, ensuring transparency and compliance with federal securities laws.
What information must be reported on Form 19b-4?
Form 19b-4 must report information such as the text of the proposed rule change, an analysis of the need for the change, the impact on market participants, and any legal authority under which the change is made.
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