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This document outlines the proposed rule change by the Philadelphia Stock Exchange to reduce the minimum value size for an opening transaction in FLEX Equity Options.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing required under the Securities Exchange Act of 1934 for self-regulatory organizations (SROs) to submit proposed rule changes to the Securities and Exchange Commission (SEC) for review.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and other trading platforms are required to file Form 19b-4 when they propose changes to their rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, SROs must provide detailed information about the proposed rule changes, including the specific text of the changes, purpose and statutory basis, and any relevant supporting data or rationale.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to enable the SEC to review and assess proposed rule changes by SROs to ensure they are consistent with the Securities Exchange Act and serve the public interest.
What information must be reported on Form 19b-4?
Form 19b-4 must report the proposed rule changes, the rationale for the changes, the impact on members and the public, legal analysis, and any necessary supporting documentation.
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