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Page 3 of 15 The Philadelphia Stock Exchange, Inc. (Phlox or Exchange) hereby submits this Partial Amendment No. 2 to SRPhlx200687. Rule text and sections of Form 19b4 that are not included in this

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What is phlx or exchange hereby?

The acronym PHLX stands for Philadelphia Stock Exchange, which is a securities exchange located in Philadelphia, Pennsylvania. It was established in 1790 and is now a subsidiary of the Nasdaq Stock Market. The exchange provides a platform for trading equities, options, and foreign currency.

Who is required to file phlx or exchange hereby?

Individuals or entities that engage in trading activities on the Philadelphia Stock Exchange or any other participating exchange are required to file relevant documents and reports as per the regulations set by the Securities and Exchange Commission (SEC). Each trader or entity should consult with their legal counsel or financial advisor to determine their specific filing requirements.

How to fill out phlx or exchange hereby?

The process of filling out documents or reports for the Philadelphia Stock Exchange or any other participating exchange may vary depending on the specific requirement. Generally, traders or entities should consult the official guidelines provided by the exchange and the Securities and Exchange Commission (SEC). It is recommended to seek assistance from legal counsel or financial advisors who are experienced in compliance matters.

What is the purpose of phlx or exchange hereby?

The purpose of the Philadelphia Stock Exchange or any other participating exchange is to provide a regulated marketplace for trading securities, options, and foreign currency. The exchange facilitates fair and transparent trading activities, promotes liquidity in the market, and helps investors and traders to buy or sell financial instruments in a secure environment. The exchange also aims to maintain the integrity of the market and protect investor interests.

What information must be reported on phlx or exchange hereby?

The specific information required to be reported on the Philadelphia Stock Exchange or any other participating exchange may vary depending on the type of transaction or filing. Generally, traders or entities are required to provide details such as the security or financial instrument being traded, transaction volume, price, settlement date, and any other relevant information as per the guidelines provided by the exchange and the Securities and Exchange Commission (SEC). It is advisable to consult with legal counsel or financial advisors to ensure accurate reporting.

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