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This document outlines the proposed rule change by the Philadelphia Stock Exchange concerning exchange to exchange billing under the NMS Linkage Plan as per the Securities Exchange Act of 1934.
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How to fill out Form 19b-4
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Obtain Form 19b-4 from the relevant regulatory authority or their website.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing form used by self-regulatory organizations (SROs) to submit proposed rule changes to the U.S. Securities and Exchange Commission (SEC).
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges and broker-dealer associations are required to file Form 19b-4 when they propose rule changes.
How to fill out Form 19b-4?
Filling out Form 19b-4 involves providing specific details about the proposed rule change, including the text of the rule, an explanation of its purpose, and any statements or analyses supporting the change.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency and regulatory compliance by allowing the SEC to review proposed rule changes by SROs before they are implemented.
What information must be reported on Form 19b-4?
The information required on Form 19b-4 includes the proposed rule text, the rationale for the rule change, how it aligns with existing regulations, and data supporting the necessity of the change.
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