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This document outlines a proposed rule change regarding trading halts on the Philadelphia Stock Exchange, aimed at improving risk management for options traders following trading halts in the primary
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How to fill out form 19b-4
How to fill out Form 19b-4
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a regulatory form used by self-regulatory organizations (SROs) to propose rule changes to the SEC.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs), such as exchanges, are required to file Form 19b-4 when they want to amend their rules.
How to fill out Form 19b-4?
To fill out Form 19b-4, an SRO must provide detailed descriptions of the proposed rule changes, the reasons for those changes, and any relevant financial or operational impacts.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure transparency and regulatory review of proposed changes to trading rules by SROs before they are implemented.
What information must be reported on Form 19b-4?
Form 19b-4 requires information including the text of the proposed rule change, a statement of the purpose, the statutory basis for the change, and any relevant supporting documentation.
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