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This document outlines the Philadelphia Stock Exchange's proposed rule change pertaining to Intermarket Sweep Orders, detailing obligations and necessary procedures under the Securities Exchange Act
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How to fill out form 19b-4
How to fill out Form 19b-4
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Obtain Form 19b-4 from the official website or relevant authority.
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a regulatory filing required by the Securities and Exchange Commission (SEC) for exchanges to propose changes to their rules and regulations.
Who is required to file Form 19b-4?
Exchanges that wish to propose changes to their rules or introduce new products or services are required to file Form 19b-4.
How to fill out Form 19b-4?
To fill out Form 19b-4, filers must complete specific sections detailing the proposed rule changes, including a description of the changes, justification, and the effective date.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to provide the SEC with necessary information regarding proposed rule changes so that they can assess their impact on the market and ensure compliance with federal securities laws.
What information must be reported on Form 19b-4?
Information required on Form 19b-4 includes a description of the proposed rule changes, the purpose and basis for the changes, any potential impact on the market, and the filing party's contact information.
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