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PRESIDENTS REPORT Six month report: were making progress By Jeff Horn stein, VIA President As our last issue of the Crier goes to press before a two-month summer hiatus, I decided to take this time
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s ix -m o stands for Securities and Exchange Commission (SEC) Form 6-Monthly Report, a form that certain entities are required to file with the SEC every six months.
Entities such as registered investment advisers, broker-dealers, and certain public companies are required to file s ix -m o.
s ix -m o can be filled out electronically through the SEC's online filing system or submitted in paper form.
The purpose of s ix -m o is to provide the SEC with updated information about the financial activities and operations of the filing entity.
s ix -m o typically requires information such as financial statements, investment holdings, client information, and regulatory disclosures.
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