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UNITED STATES SECURITIES AND EXCHANGE COMMISSION 20160323 02:29PM EDT Status: Accepted FOCUS REPORT FORM X17A5 (FINANCIAL AND OPERATIONAL COMBINED UNIFORM SINGLE REPORT) PART II 11 (Please read instructions
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2016 1810 29PM EDT PAB 15c3-1 15c3-3 Includable atmarket qualifiedsecurities subordination netcapital FCMs TargetAmount andon CLEAREDSWAPS CFTC accruals ofdeposit proprietorship MMDDYY YY forex NFA ofshort 17a-5 marginsecurities customersin oftotal borrow

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