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This document is a statement required to be filed under Section 16(a) of the Securities Exchange Act of 1934 to report changes in beneficial ownership of securities by insiders of the company.
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How to fill out FORM 4/A
01
Obtain a copy of FORM 4/A from the relevant authority.
02
Read the instructions carefully before starting to fill out the form.
03
Fill in your personal details, including name, address, and contact information in the designated sections.
04
Provide the necessary identification numbers or references as required.
05
Complete the sections that pertain to the purpose of the form accurately.
06
Review all information entered to ensure accuracy and completeness.
07
Sign and date the form where required.
08
Submit the completed FORM 4/A to the appropriate department or agency.
Who needs FORM 4/A?
01
Individuals or entities who are seeking to apply for permits, licenses, or any formal requests that require the submission of FORM 4/A.
02
Professionals needing to submit documentation for compliance or certification processes.
03
Businesses applying for regulatory approval or documentation.
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People Also Ask about
What is a Form 4 in Canada?
Introduction. A Provincial Court Financial Statement (Form 4) is a document that tells the judge about your income, expenses, assets, and debts. Family cases in the Early Resolution registries follow different procedures. See Early Resolution registries for more information.
What does Form 4 tell you?
What's a Form 4? In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.
What is Form 4 used for?
SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.
What does a Form 4 show?
It simply indicates that an insider traded shares — and doing so is not necessarily illegal. Form 4 filings are publicly available through the Securities and Exchange Commission's Electronic Data Gathering, Analysis, and Retrieval system — EDGAR.
What is code A on Form 4?
Transaction Codes: SEC Form 4 includes specific codes to indicate the nature of the transaction. For example, "P" denotes a purchase, "S" indicates a sale, and "A" represents an award or grant of securities.
What does a Form 4 tell you?
What's a Form 4? In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.
Is Form 4 mandatory?
Form 4 is required to be filed within 30 days of any change in the constitution of the LLP, such as the appointment of a new partner, the resignation of a partner, or a change in the name, address, or designation of a partner. This form also needs to be filed if there is a change in the designated partner of the LLP.
What is the Form 4 for?
Form 4 - Application for Tax Paid Transfer and Registration of Firearm (ATF Form 5320.4) Application for tax paid transfer and registration of firearm used to request approval to transfer a National Firearms Act (NFA) firearm subject to transfer tax liability.
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What is FORM 4/A?
FORM 4/A is a regulatory filing used by public companies to report changes in their ownership of securities, typically related to insider transactions.
Who is required to file FORM 4/A?
Corporate officers, directors, and other insiders of publicly-traded companies are required to file FORM 4/A when they buy or sell the company's securities.
How to fill out FORM 4/A?
To fill out FORM 4/A, one must provide details such as the name of the reporting person, the relationship to the issuer, the description of securities, transaction dates, and the amount of securities involved.
What is the purpose of FORM 4/A?
The purpose of FORM 4/A is to ensure transparency and prevent insider trading by making sure that material changes in ownership by insiders are publicly disclosed.
What information must be reported on FORM 4/A?
FORM 4/A must report the reporting person's name, relationship to the company, transaction date, transaction type (buy/sell), the number of shares, price per share, and any change in ownership.
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