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For Office Use Only: Acct.# Office: Reg. Rep: Name for Filing: Southwest Securities, Inc. and/or Broker/Dealers for which it clears Southwest Securities, Inc. Member NYSE/FINRA/SIPC Mutual Fund Share
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How to fill out disclosure acknowledgment:

01
Obtain the necessary forms: Start by obtaining the disclosure acknowledgment forms from the relevant institution or organization. These forms are typically provided by employers, educational institutions, or financial institutions.
02
Read the instructions: Carefully read the instructions provided with the disclosure acknowledgment forms. The instructions will guide you on how to accurately fill out the form and what information is required.
03
Provide personal information: Fill in your personal information as requested on the form. This typically includes your full name, address, contact information, and any additional details required by the specific form.
04
Review the disclosed information: The disclosure acknowledgment form is usually used to inform you about certain policies, terms, or regulations. Take the time to carefully read and understand the disclosed information before proceeding.
05
Sign and date the form: Once you have read and understood the disclosed information, sign and date the form as required. This indicates that you have received and acknowledged the information provided.
06
Submit the form: Return the completed and signed disclosure acknowledgment form to the appropriate party or institution. Make sure to follow any submission instructions outlined in the form.

Who needs disclosure acknowledgment:

01
Employees: Many employers require their employees to sign a disclosure acknowledgment form, acknowledging that they have received and understood various policies, procedures, or legal notices.
02
Students: Educational institutions may require students to sign a disclosure acknowledgment form, informing them about academic policies, code of conduct, or any other important information related to their enrollment.
03
Customers/clients: Financial institutions, such as banks or credit card companies, often require customers or clients to sign a disclosure acknowledgment form to acknowledge their understanding of the terms and conditions of a particular financial product or service.
Overall, anyone who is required to receive and acknowledge important information, policies, or notices may need to fill out a disclosure acknowledgment form. The specific individuals who require it may vary depending on the context and institution involved.
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Disclosure acknowledgment is a formal acknowledgement by an individual or entity of the disclosure of certain information.
Individuals or entities who are required by law to disclose certain information are required to file a disclosure acknowledgment.
Disclosure acknowledgment can usually be filled out online or through a specific form provided by the governing authority.
The purpose of disclosure acknowledgment is to ensure transparency and accountability by disclosing relevant information.
The information required to be reported on a disclosure acknowledgment typically includes financial interests, relationships, and other relevant information.
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