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Statement of changes in beneficial ownership of securities as filed with the SEC.
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How to fill out secform4

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How to fill out SECFORM4

01
Obtain the correct SECFORM4 from the SEC website or your broker.
02
Fill out your personal information, including your name, address, and relationship to the issuer.
03
Specify the date of the transaction and provide details about the securities involved.
04
Indicate whether the transaction was an acquisition or disposition of securities.
05
Include the number of shares bought or sold and the price at which the transaction occurred.
06
Provide any additional required information such as reporting obligations.
07
Review the completed form for accuracy and completeness.
08
Submit the form electronically through the SEC's EDGAR system or as instructed.

Who needs SECFORM4?

01
Individuals who are insiders of a publicly traded company, including directors, officers, and large shareholders (10% or more ownership).
02
Companies that need to report insider trading activity under the Securities Exchange Act of 1934.
03
Compliance departments and legal teams within publicly traded companies to ensure adherence to securities regulations.
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People Also Ask about

There are several sources for insider trading data: Insider data is available in SEC Filings 3, 4 and 5. In S&P Capital IQ Pro, search for Company. There are several files in WRDS with insiders data, including LSEG Insiders Data and WRDS SEC Insiders.
What Is SEC Form 4: Statement of Changes in Beneficial Ownership? SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.
Form 4 must be filed within two business days following the transaction date. Transactions in a company's common stock as well as derivative securities, such as options, warrants, and convertible securities, are reported on the form. Each transaction is coded to indicate the nature of the transaction.
Stock prices tend to spike when CEOs file a Form 4 indicating they purchased shares in the company.

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SECFORM4 is a form required by the Securities and Exchange Commission (SEC) for reporting the purchase or sale of securities by insiders of a company.
Insiders, which include directors, executive officers, and beneficial owners of more than 10% of a company's securities, are required to file SECFORM4.
To fill out SECFORM4, the insider must provide details such as their relationship to the issuer, the transaction date, the amount of securities involved, the price, and the type of transaction (buy or sell).
The purpose of SECFORM4 is to ensure transparency in the trading activities of company insiders and to provide investors with timely information about these transactions.
Information that must be reported on SECFORM4 includes the name of the insider, their relationship to the company, the date of the transaction, the type of transaction, the number of shares involved, whether the securities were bought or sold, and the price at which the transaction occurred.
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