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This document is a filing with the SEC for an institutional investment manager, detailing their holdings and compliance with reporting requirements.
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How to fill out form 13f
How to fill out FORM 13F
01
Obtain a copy of Form 13F from the SEC website or your financial institution.
02
Fill in your name and address at the top of the form.
03
Indicate your reporting period in the specified section.
04
List all of your institutional investment activities, including any investment decisions made during the reporting period.
05
Include details about each security you hold, including the name, value, and number of shares.
06
Make sure to sign and date the form at the bottom.
07
Submit the completed Form 13F electronically to the SEC by the deadline.
Who needs FORM 13F?
01
Institutional investment managers who manage over $100 million in securities must file Form 13F.
02
Hedge funds, mutual funds, and pension funds are among the entities required to report.
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People Also Ask about
What is the 13 f2 rule?
Rule 13f-2 requires institutional investment managers that meet or exceed certain specified thresholds to file Form SHO with the Commission within 14 calendar days after the end of each calendar month with regard to certain equity securities via the Commission's Electronic Data Gathering, Analysis, and Retrieval System
What triggers a 13F filing?
If your discretionary 13F securities exceed $100 million at any month-end, you must begin filing with the Q4 Form 13F of that same calendar year. You must continue filing at least through the third quarter of the following year, even if your qualifying assets dip below $100 million during that time.
What is Form 13F used for?
Form 13F is a quarterly report filed, per United States Securities and Exchange Commission regulations, by "institutional investment managers" with control over $100M in assets to the SEC, listing all equity assets under management. Academic researchers make these reports freely available as structured datasets.
Who is required to submit a 13F?
Q: Who must file Form 13F? A: Institutional investment managers that use the United States mail (or other means or instrumentality of interstate commerce) in the course of their business and that exercise investment discretion over $100 million or more in Section 13(f) securities must file Form 13F.
What is Form 13F used for?
Form 13F is a quarterly report, required under Exchange Act Section 13(f) and Rule 13f-1, for institutional investment managers that exercise investment discretion over $100 million or more in Section 13(f) securities (defined below).
What are the requirements for Rule 13F-2?
Rule 13f-2 requires institutional investment managers that meet or exceed certain specified thresholds to file Form SHO with the Commission within 14 calendar days after the end of each calendar month with regard to certain equity securities via the Commission's Electronic Data Gathering, Analysis, and Retrieval System
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What is FORM 13F?
FORM 13F is a quarterly report that institutional investment managers must file with the SEC, detailing their equity holdings.
Who is required to file FORM 13F?
Institutional investment managers who manage over $100 million in qualifying securities are required to file FORM 13F.
How to fill out FORM 13F?
To fill out FORM 13F, managers must list all qualifying securities held in their portfolios, ensuring to comply with SEC guidelines regarding format and submission.
What is the purpose of FORM 13F?
The purpose of FORM 13F is to provide transparency in the financial markets by disclosing the investment activities of large institutional investors.
What information must be reported on FORM 13F?
FORM 13F must report the names of the issuers, the class of securities, the number of shares held, the value of each security, and other relevant details.
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