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1 of 3 https://edgesubmit.pse.com.ph/submissionHtmlLoad?submissionNo20... C042122014 SEC FORM 17C CURRENT REPORT UNDER SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17.2(c) THEREUNDER
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How to fill out sec form 17-c

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How to fill out SEC form 17-C:

01
Begin by downloading SEC form 17-C from the official Securities and Exchange Commission (SEC) website or obtaining a physical copy from their office.
02
Carefully read and understand the instructions provided on the form. This will give you a clear understanding of the information you need to provide.
03
Start by filling out the basic information section of the form. This includes providing your name, address, and contact details.
04
Identify the specific type of securities you are reporting on in section 1 of the form. This could be common stock, preferred stock, bonds, or other types of securities.
05
Provide the necessary details about the issuer of the securities, such as their name, address, and TIN number.
06
Enter the dates during which the transactions were made in section 2 of the form. This includes both the acquisition and disposition dates.
07
Provide the transaction codes in column A and the amount of securities involved in column B. You may need to refer to the instructions to determine the appropriate transaction codes to use.
08
Fill out the price per unit of the securities in column C. If the transaction involved multiple prices, you may need to provide a weighted average price.
09
Calculate the aggregate amount of the transaction in column E by multiplying the quantity and price per unit.
10
Repeat steps 7 to 9 for each transaction you need to report on the form.
11
Review the completed form thoroughly to ensure all the information is accurate and complete.
12
Sign and date the form in the designated space to certify the accuracy of the information provided.
13
Retain a copy of the completed form for your records.
14
Submit the filled out SEC form 17-C to the appropriate SEC office or electronically file it through their online system, if available.

Who needs SEC form 17-C?

SEC form 17-C is required to be filled out and filed by individuals or entities who are insiders or affiliates of companies that issue securities. These insiders or affiliates are required to report their acquisitions or dispositions of shares or stocks of the issuing company to the Securities and Exchange Commission. This form helps in maintaining transparency and preventing fraudulent activities in the securities market by ensuring that all relevant transactions are properly disclosed.
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SEC Form 17-C is a report filed with the Securities and Exchange Commission (SEC) by certain regulated entities.
Entities regulated by the SEC, such as brokerage firms and investment companies, are required to file SEC Form 17-C.
SEC Form 17-C must be completed with accurate and up-to-date information regarding the entity's financial status and operations.
The purpose of SEC Form 17-C is to provide the SEC with important information about regulated entities and ensure compliance with securities regulations.
SEC Form 17-C requires information such as financial statements, investment activities, and regulatory compliance disclosures.
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