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Item 1 Cover Affirm Brochure Part 2A of SEC FORM ADV Empirical Financial Services, LLC d/b/an Empirical Wealth Management 1420 5th Ave Suite 3150 Seattle, WA 98101 (206) 9233474 www.Empirical.net
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Part 2a of sec refers to a specific section of a regulatory filing form where certain information is disclosed.
Investment advisers registered with the Securities and Exchange Commission (SEC) are required to file part 2a of sec.
Part 2a of sec is typically filled out by providing detailed information about the investment adviser's business practices, conflicts of interest, and other pertinent details.
The purpose of part 2a of sec is to provide transparency to clients and potential clients about the investment adviser's practices and potential conflicts of interest.
Information such as the adviser's services, fees, disciplinary history, and affiliations must be reported on part 2a of sec.
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