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SECURITIES AND EXCHANGE COMMISSION FORM X17A5 Annual audited report of brokers and dealers (Section 17 of Act 1934 and Rule 17a5) Filing Date: 20090227 Period of Report: 20081231 SEC Accession No.

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Gather all relevant information and documentation for the filing.

02

Ensure that the filing date is correctly marked as 20090227.

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Clearly indicate the period for which the filing is being made.

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Who needs filing date 20090227 period:

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