Get the free ASIC Form 604 - launch of takeover bid ASIC Form 604 - Notice of change of interests...

604 page 1/2 15 July 2001 Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder Phoenix Gold Limited (Phoenix) For personal use only To Company Name/Scheme

How to fill out asic form 604

How to fill out ASIC form 604:

1. Begin by downloading ASIC form 604 from the official ASIC website.
2. Carefully read the instructions provided on the form to understand the requirements and information needed.
3. Fill in the personal details section accurately, including your full name, address, contact information, and any other requested details.
4. Next, provide information about the company or organization you represent, such as the registered name, Australian Company Number (ACN), and address.
5. Ensure that you provide a detailed description of the circumstances that led to the breach or alleged breach of the law, as required in section 7 of the form.
6. Include any supporting documents or evidence that can help substantiate the breach or alleged breach of the law.
7. If you are submitting the form on behalf of another person or entity, provide their details and explain your representation in section 9.
8. Finally, sign and date the form to certify that the information provided is true and accurate.

Who needs ASIC form 604?

1. People or entities who have identified a breach or alleged breach of the law by an Australian Financial Service (AFS) licensee, an authorised representative of an AFS licensee, or a credit licensee.
2. Individuals or organizations who want to report misconduct or non-compliance with the law in the financial services industry.
3. Anyone who wishes to alert ASIC about a potential violation of law committed by a licensee or a representative operating under a license.

Note: It is always advisable to seek professional advice before filling out any legal form to ensure accuracy and compliance with the relevant regulations.

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What is asic form 604?

ASIC Form 604 is a form required to be filled out by substantial shareholders or their associates to notify ASIC of any change in their shareholding within two business days.

Who is required to file asic form 604?

Substantial shareholders or their associates are required to file ASIC Form 604.

How to fill out asic form 604?

ASIC Form 604 can be filled out electronically on the ASIC website or by downloading the form and submitting it by mail.

What is the purpose of asic form 604?

The purpose of ASIC Form 604 is to provide transparency in the market by notifying ASIC of any changes in shareholding by substantial shareholders or their associates.

What information must be reported on asic form 604?

ASIC Form 604 requires the reporting of details such as the shareholder's name, the company name, the type of change in shareholding, and the date of the change.