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INSTITUTIONAL SUITABILITY CERTIFICATE
AFFIRMATIVE INDICATION OF EXERCISE OF INDEPENDENT JUDGMENT
(Pursuant to FINRA Rule 2111)*
In connection with any recommended transaction or investment strategy
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How to fill out affirmative indication of exercise
How to fill out affirmative indication of exercise:
01
Provide your personal information such as name, date of birth, and contact details.
02
Indicate the type of exercise you have engaged in, whether it is aerobic, strength training, or a combination of both.
03
Specify the frequency and duration of your exercise routine, including the number of days per week and the length of each session.
04
Include any additional details about your exercise regimen, such as specific exercises performed or equipment used.
05
Sign and date the form to confirm the accuracy of your information.
Who needs affirmative indication of exercise:
01
Individuals participating in certain healthcare programs or initiatives that require documentation of exercise activities.
02
Patients under the care of a healthcare provider who has recommended or prescribed exercise as part of their treatment plan.
03
Individuals applying for certain insurance policies or health assessments that may consider exercise habits in their evaluation.
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What is affirmative indication of exercise?
Affirmative indication of exercise is a form that confirms the intention of exercising a financial contract or option.
Who is required to file affirmative indication of exercise?
The party who wants to exercise a financial contract or option is required to file affirmative indication of exercise.
How to fill out affirmative indication of exercise?
To fill out affirmative indication of exercise, the party must provide details of the financial contract or option, their intention to exercise, and any other required information.
What is the purpose of affirmative indication of exercise?
The purpose of affirmative indication of exercise is to formally confirm the decision to exercise a financial contract or option.
What information must be reported on affirmative indication of exercise?
The information that must be reported on affirmative indication of exercise includes details of the financial contract or option, the exercise price, quantity, and any other relevant terms.
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